Eads & Heald Wealth Management

Investment Disclosure: None of the information contained on this web site constitutes a recommendation to buy or sell stocks or other investment products.  Material on this web site is presented for informational and/or educational purposes only.  Investing involves risk, and is not suitable for all people.  Investment risk includes, but is not limited to, the risk of loss of principal.  You should seek competent guidance before beginning an investment strategy.  Information herein of a factual nature is believed to be accurate, but may contain errors outside of our control.

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Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.

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DoL Rule 408(b)(2): It is the policy of Eads & Heald Wealth Management that staff will not explicitly solicit prospective clients to rollover funds to an IRA from an ERISA-covered plan or other covered account.  However, EHWM does accept management of Rollover IRA accounts when the rollover was conducted by the client on an unsolicited basis.  Further, EHWM might, from time to time, provide generic, educational, and unbiased information discussing the various options available to clients wishing to move money from an ERISA-covered plan to a Rollover IRA.  If a prospect asks EHWM make a specific recommendation regarding rolling over funds from an ERISA-covered plan, the manager will complete the "EHWM DoL Fiduciary Rule Checklist” and amend it to the client’s management contract.

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Privacy Policy: Eads & Heald Wealth Management is required by the U.S. Securities and Exchange Commission (SEC) to provide annual disclosure about our privacy policy with respect to nonpublic personal information collected during the course of our business.  During the course of business, Eads & Heald Wealth Management comes into contact with nonpublic personal information about you.  For example, we receive information from the following sources:

 

1)         Information we receive from you on applications or other forms

2)         Information about your transactions with us or others

 

We do not disclose any nonpublic personal information about current or former clients to anyone, except as permitted by law, or as directed by you.  All nonpublic personal information the firm collects during the course of business is kept strictly confidential and used solely for the support of the client relationship.  Additionally, Eads & Heald Wealth Management has administrative, technical, and physical safeguards in place to protect client records and information.  While Eads & Heald Wealth Management employees have access to client nonpublic personal information for the purpose of performing their jobs, the firm takes measures to protect nonpublic personal information from unlawful dissemination or improper use.  If you have any questions or concerns about Eads & Heald Wealth Management privacy policies, feel free to contact us at 770-988-9556.